N.B. Evidence is generally drawn from: Brown, Judith M.
Modern India: The Origins of an Asian Democracy. Oxford: Oxford UP. 1985
When discussing change over time it is often useful to consider models of change designed to fit certain group movements. The Indian movement towards self-rule in 1920 under M. K. Gandhi is no exception. There are three major theories in the field of social psychology that have been developed to understand these movements: 'J-curve', 'rising expectations', and 'relative deprivations'. These were originally designed to analyze the Civil Rights movement in the United States, but have since been generalized for broader historical applicability. While these theories certainly apply to many historical examples, India will prove to be the exception to the rule (or theory). In terms of India's struggle for
swaraj, Gandhi was central to a united movement. This is problematic for these theories , which make little room for the individual in social movement. Further, because of its religious and regional diversity, and its sharp disintegration of social hierarchy, none of these theories function because without Gandhi, a cohesive movement would have been unlikely. The evidence outlined in Judith M. Brown's
Modern India: The Origins of an Asian Democracy is sufficient for a rejection of the major theoretical backing in relation to the Gandhi-led movement toward Indian self rule.
The three theories of social movements set out to prove the same thing, but are different in reasoning. Briefly, the theory of rising expectations asserts that action due to dissatisfaction is caused by advancements experienced directly prior to the movement. Relative deprivation takes into account the comparative advances of the dominant group, posing that a social movement is dependent on the perceived gap. Thirdly, the J-curve theory dictates that movements manifest after a period of real or imagined growth (political, economic, social) followed by a significant reversal.
These theories all assume a certain level of connectivity between members of the movement. While there are certain moments of significant cohesion, deep divisions between regions made any attempt to collectively move toward common advancement difficult. These regional divisions are exemplified by Brown in several ways. At the most basic level, some areas were, or were seen to be, politically unenlightened. Brown points to Sind and Gujarat as being called ‘politically backward’ by Wacha and places more familiar with politics. This led to uneven participation and eroded potential cohesion between the regions. More to the point, Brown notes that before Gandhi there was no political organization or leader who represented all of India. This is a strong example of the difficulties of collusion by the regions and the groundbreaking work of the Mahatma.
Religious differences were very important and also fell along regional fault lines. Muslims, Christians, Hindus, and Sikhs were constantly suspicious of each other. The feeble base from which they drew political alliances with other religious groups were never overly strong, and the disintegration of the all-Indian
swaraj in 1922 is a prime example of this. Brown notes that religious factions originally bought into the first of Gandhi’s three ‘hallmarks’ – unity specifically between Muslims and Hindus. Even with the work by Gandhi, these groups quickly grew unhappy with Gandhi’s ‘idiosyncratic policies’ and lack of tangible returns. This speaks both to the unease with which these religious groups colluded and the success Gandhi had in simply uniting these factions enough to have them working together (albeit briefly).
Brown also notes the intense changes in social structure that occurred during this period. This pressure to abandon the untouchable caste brought intense change from within the Indian populace. These changes created division between Indians, while forcing them to adjust internally. This drew focus away from
swaraj and toward Indian society as a whole. It is true that untouchables were not formally outlawed until the 1950 Constitution of India, suggesting a correlation between
swaraj and social reform, but during the 1910s this can been seen as being acted on by Gandhi rather than accepted by all levels of society. Ultimately, this was to achieve the unity among Indians sought by Gandhi, but it made a cohesive movement in 1919 – 1920 all the more difficult
In placing the three theories within the India case, there are moments within regions where each theory fits to an extent. Brown points out that a heightened Indian self-esteem was caused by the Indian war effort from 1914-18. She suggests that by fighting side-by-side with the British, the Indians felt they had proved themselves worthy of self rule. This would suggest that the theory of rising expectations. The Montagu-Chelmsford reforms in 1919 fit with this as well, legislating more power to the provincial governments. The dramatic increase of prices, especially of foodstuffs, would suggest that the gap between groups was growing. This evidence points to the relative depravity theory. The cost of food would have been a much greater percentage of the average Indian’s income than the average Englishman in India. Therefore the average Indian was set back far more when food prices rose. The J-curve theory could draw on the economic crisis as well. A more poignant example of a significant setback would be Reginald Dyer’s Amritsar massacre. Drawing on specific examples shows evidence of all three theories. However, none of these theories dominate and all face significant counterarguments.
Each of the three criteria presented creates problems for these theories because of a lack of universality or common reasoning for the
swaraj movement. The theory of rising expectations does not conform because of the setbacks economically that were felt in the late 1910s. Brown cites the increase of applicants to the police forces, who had only dropped wages by 10%, as an example of this. The economic crisis would seem, then, to be in accordance to the J-curve theory. However, Brown shows through a table of price increases that had this been the case, the greatest percent change in prices was in 1916, and that by 1919 prices had settled to a more normal inflationary level. This evidence serves two purposes: first, it questions why
swaraj wasn’t undertaken during the war (when leverage likely would have been highest); it also indicates that a certain level of economic stability was reached by 1919. From the relative deprivation standpoint, the comparative gains being made in quality of life seem to be in check with those of the ruling British at the time. With the Montagu-Chelmsford reforms, more power was being offered from the Raj to the provincial governments, headed by the Indians. While this was far from self rule, it was a comparative re-adjustment in how India was ruled. This would suggest a closing in the gap between rulers and ruled. All three theories can be rejected and accepted depending on which arguments are put in place.
Ultimately, these factors make it impossible to accept these theories based on the fragility of the movement itself. Furthermore, the impressive nature of Gandhi in uniting all India from 1920 – 1922 shatters the three theories for not allowing enough room for individual political agency. Because these theories do not make room for the great figure in history, it is difficult to accept their argument. If Gandhi is excluded from the explanation of
swaraj, the factors of religion, regionalism, and social disintegration would be enough to prevent any cohesive movement from forming.
Labels: british imperialism, Gandhi, history, India, swaraj, Theory